Regulatory Compliance

We provide tailored regulatory compliance support in Guernsey, covering GFSC frameworks, licensing, and risk-based monitoring. Our services include Compliance Officer support, regulatory reporting, governance advisory, and change management. We also deliver bespoke training to promote ongoing compliance and accountability, helping firms navigate regulatory demands with confidence and build a strong, risk-aware culture.

Our Services Include:

GFSC Compliance Framework Advisory

We guide firms through Guernsey’s core regulatory obligations with clarity and confidence.

Interpretation and application of key laws and rules

Licence Application Support

We support new and existing businesses through the licensing process with precision and efficiency.

Preparation and submission of licence applications:
POI Licence
Banking, Insurance, or Fiduciary Licences
Investment Business and Fund Services Licences

Compliance Officer Prescribed Position

We provide experienced support or act directly in key compliance roles.

Interim or retained Compliance Officer services
Preparation of Board-level CO reports
Support with GFSC and inspections

Compliance Monitoring & Review Programmes

We help firms stay ahead of risk and regulator expectations through structured oversight.

Development of Risk-Based Compliance Monitoring Plans
Independent periodic compliance reviews
Thematic reviews focused on key risks (e.g. AML controls, governance, outsourcing)

Governance & Board Advisory

We strengthen your governance framework and Board effectiveness.

Advisory on compliance with the GFSC Code of Corporate Governance
Drafting of Board and Committee Terms of Reference
Board training on regulatory duties, risk oversight, and compliance ownership

Regulatory Change Management

We help firms adapt to local and international regulatory developments.

Horizon scanning and gap analysis for GFSC updates and global trends (FATF, OECD, EU)
Implementation of policy and procedural changes aligned with new requirements

Training & Awareness

We deliver customised training to build a culture of accountability and regulatory readiness.

Regulatory compliance training aligned with mandatory GFSC expectations
Targeted training on conduct risk, regulatory obligations, and ethics for staff and Boards

We combine deep regulatory expertise with a practical, solutions-focused approach—helping you stay ahead of regulatory expectations while enabling your business to grow with confidence.

Discover more about Granite Rose Consultancy

Get in touch to find out more about who we are and enquire about how we can help you

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